Insider Trading Training

Training – Insider Trading

Insider trading refers to the buying or selling of publicly traded company stocks or other securities based on material, non-public information. It is a crucial concept for any organization to understand, as non-compliance can lead to severe penalties, reputational damage, and regulatory scrutiny.

The concept of insider trading covers several key components, including what qualifies as a security, what constitutes material and non-public information, and how organizations should handle these issues in compliance with regulatory frameworks.

Insider trading is illegal, and organizations that fail to adhere to its regulations can face serious consequences. These include hefty fines, reputational damage, and intense regulatory investigations. It's vital that organizations educate their employees about these risks and ensure compliance with the laws and regulations surrounding insider trading.

Our training sessions are designed to help employees understand the nuances of insider trading and its regulatory environment. The training is customized based on your organization's specific regulatory needs and employee knowledge level.

The duration of these sessions typically ranges from 2 hours to 5 hours, depending on the depth of coverage required.

We focus on every element of the training need, ensuring alignment on objectives and outcomes before the session. We guarantee that the results will meet and exceed your expectations.

Key Training Components:

  • Defining concepts related to Insider Trading
  • Important definitions (e.g. material information, public and non-public information)
  • Relevant legal frameworks and regulations
  • Disclosure and Reporting Procedures
  • Approval and Compliance Requirements
  • Practical Applications and Case Studies
  • Ethical Decision-Making Frameworks
  • Industry-specific Regulations
  • Consequences of Non-Compliance
  • Customized content and coverage based on organizational needs

We conduct in-person or virtual sessions based on your requirements. Training materials will be made available to participants.

Reach out to us for more details and to schedule a customized Insider Trading training session for your organization.